Annexure UOS-Sl Page 1

Subscriber Registration Form

( * Indicates Mandatory Field)
(To avoid mistake(s), please follow the accompanying instructions before filling up the form)
To affix recent
Receipt No. Coloured photograph
(To be filled by POP-SP) (3.5 em x 2.5 em)
Permanent Retirement Account Number: (To be filled by CRA-FC after PRAN generation)
Sir/Madam.
I hereby request that a NPS account be opened in my name and a Permanent Retirement Account Number (PRAN) be
allotted as per particulars given below: Signature/Thumb Imprc,.;on~ of
Section A - Subscriber's Personal Details Subscriber in black ink
I. Full Name (Full expanded name: Initials arc not permitted) Please Tick as applicable Shri 0 Sm!. 0 Kumari 0
First Name *

Middle Name

Last Name

2. Gender * Male 0 Female 0
3. Date of Birth ~
D D M M Y Y Y Y
(Date of birth should be supported by relevant documentary proof).
5. Category: Government Dprivate Sector Dself Employed D NRI D Others D (Please tick C"/) anyone)
6. Father's Full Name:
First Name *

Middle Name

Last Name

7. Present Address* (NRIs may please refer to Sr. No.3 of the instructions):
Flat/Unit No, Block no.

Name ofPremise/BuildinrViIlagc

Area/Locality/Taluka

District/Town/City

State / Union Territory

Country

Pin Code
8. Permanent Address*: If same as above, Please Tick 0 else,
Flat/Unit No, Block no.

Name of Prcmise/BuildingiViIlage

Arca/LocalityiTaluka

District/Town/City

State / Union Territor

Country

Pin Code
Annexure UOS-Sl
9. Phone No.
STD Code Phone No.
10. Mobile No.
12. Do you want to subscribe to SMS Alerts (To be made available later, on a chargeable basis): Yes D No D
13. Subscribers Bank Details: (OPTIONAL - please refer to Sr. No.6 of the instructions) Savings Alc D Current Ale D Bank Ale Number
I I I I
Bank Name
I I I I
Bank Branch
I I I I
Pin Code
Bank MICR Code
IFS code (Wherever applicable)
Section B - Subscriber's Nomination Details (OPTIONAL - please refer to Sr. No 7 & 8 of the instructions)
1.Name of the Nominee:
1st Nominee 2nd Nominee 3rd Nominee
2. Date of Birth (In case of a minor):
IstNomince I I I I I I I 2nd Nominee I I 3rd Nominee
o/r 2nd Nominee 3rd Nominee
5. Nominee's Guardian Details (in case of a minor):
l st Nominee's Guardian Details 2nd Nominee's Guardian Details 3rd Nominee's Guardian Details
First Name First Name First Name

Middle Name Middle Name Middle Name

Last Name Last Name Last Name

Annexure VOS-S1
Section C - Subscriber Scheme Preference (Please refer to Section C of the instructions for further details):
en. PFM Selection for Active and Auto Choice (Select only one PFM)
PFM Name (in alphabetical order) Please tick only one
ICICI Prudential Pension Funds Management Company Limited 0
IDFC Pension Fund Management Company Limited 0
Kotak Mahindra Pension Fund Limited 0
Reliance Capital Pension Fund Limited 0
SBI Pension Funds Private Limited D
UTI Retirement Solutions Limited D
(Selection of PFM is mandatory both in Active and Auto Choice. In case you do not indicate a choice of PFM, your
application form shall be summarily rejected).
(ii). Investment Option
Active ChoiceD
Notes-
1.
2.
Auto Choice D (For details on Auto Choice, please refer to the Offer Document)
In case you do not indicate any investment option, your funds will be invested in Auto Choice
In case you have opted for Auto Choice, DO NOT fill up section (iii) below relating to Asset Allocation. In case
you do, the Asset Allocation instructions will be ignored and investment made as per Auto Choice.
(iii). Asset Allocation (to be filled up only in case you have selected the 'Active Choice' investment option)
Asset Class E (Cannot exceed 50%) C G Total
% share 100%
Note:-
1. The allocation across E, C and G asset classes must equal 100%. In case, the allocation is left blank and/or does
not equal 100%, the application shall be rejected by the POP.
Section D - Declaration & Authorization
I hereby declare and agree that (a) I have read and understood the Offer Document, terms & conditions or the same was
interpreted to me, and the answers entered in the application are mine. (b) I am a Citizen ofIndia. (c) I have not been found or
declared to be of an unsound mind under any law for the time being in force. (d) I am not an undischarged insolvent. (e) I do
not hold any pre-existing account under NPS.
I understand that there would be PFRDA approved Terms and Conditions for subscribers on the CRA website governing l-pin
(to access CRAlNPSCAN and view details) & Ti-pin. I agree to be bound by the said terms and conditions and understand that
CRA may, as approved by PFRDA, amend any of the services completely or partially without any new
Declaration/Undertaking being signed.
Income Tax Act, 1961: Tax benefits are available as per the Income Tax Act, 1961, as amended from time to time.
Declaration under the Prevention of Money Laundering Act, 2002
I hereby declare that:
l. The contribution paid has been derived from legally declared and assessed sources of income.
2. I understand that the PFRDAlNPS Trust has the right to peruse my financial profile and also agree that the PFRDAINPS
Trust has the right to close the NPS account in case I am found guilty of violating the provisions of any Law, directly or
indirectly, by any Competent Court of Law, having relation to the laws governing prevention of money laundering in the
country.
I , the applicant, do hereby
declare that the information provided above is true to the best of my knowledge & belief.
Date: I I I I I I I I I Signature/Thumb
D D M M Y Y Y Y Impression" of Subscriber
To be filled by POP-SP
POP-SP Registration Number
KYC Compliance Yes D No D
KYC document accepted for identify proof
KYC document accepted for address proof
Document accepted for date of birth proof
Annexure UOS·SI
•
•
Si~nature of Authorized Signatory
Name: Place:
Designation: Date: DO-DO-DO
D D M M Y Y
POP-SP Seal
[To be filled by CRA - Facilitation Centre (CRA-FC)]
Received by: eRA-Fe Registration Number: _
Received at: Date: _
Acknowledgement Number DDDDDDDDDDDDDDDDD (To be provided by eRA-FC)
Annexure UOS-Sl
INSTRUCTIONS FOR FILLING THE FORM
a) Form to be filled legibly in BLOCK LETTERS and in BLACK INK only. Please fill the form in legible handwriting so as to avoid errors in your
application processing. Please do not overwrite. Corrections should be made by cancelling and re-writing and such corrections should be countersigned
by the applicant.
b) Each box, wherever provided, should contain only one character (alphabet/number/punctuation mark) leaving a blank box after each word.
c) The subscriber should affix a recent colour photograph (size 3.5 em x 2.5 em) in the space provided on the form. The photograph should not be
stapled or clipped to the form. (The clarity of image on PRAN card will depend on thc quality and clarity of photograph affixed on the form.)
d) Signature /Thumb impression (L TI in case of males and RTI in case of females) should only be within the box provided in the form. The
subscriber should not sign across the photograph. If there is any mark on the photograph such that it hinders the clear visibility of the face ofthe
subscriber, the application shall not be accepted.
c) Applications incomplete in any respect and/or not accompanied by required documents are liable to be rejected. The application is liable to be
rejected if mandatory fields are left blank. .
I) The subscriber's thumb impression should be verified by the designated officer of the POP- SP accepting tile form.
g) Subscribers are advised to retain the acknowledgement slip signed/ stamped by the POP·Sp where they submit ths application.
Sr. Item No. Item Details Guidelines for Filling the Form
No.
Section A - Subscriber's Personal Details
Please state your name as mentioned in the Proof of Identity failing which the
application is liable to be rejected. If the Proof of identity has a name by which the
1. 1. Full Name applicant has been known differently in the past, than the one provided in this
application form, then requisite proof should be provided e.g. marriage certificate, or
gazetted copy of name change.
2. 3. Date of Birth
Please ensure that this matches with the Date of Birth as indicated in the document
provided in sunnort.
An NRI subscriber would need to furnish an Indian address for communication and
3 5. Category bank details within India. Fund transfers by NRls would be subject to regulatory
requirements as prescribed bv RBI from time to time and FEMA requirements.
4. 7. Present Address All future communications will be sent to present address.
5. 9,10, II Phone No., Mobile No, It is advisable to mention either 'Telephone number" or "Mobile number" or "Email
& EmaillD lD" so that Subscriber can be contacted in future for any di screpancy.
6. 13 Bank Details
If subscriber mentions any of the bank details (except MICR code), all the bank
details shall be mandatory.
I11nstrative list of documents accentable as nroof of identity and address
No. ProofofIdentity (Copy of any one) No. Proof of Address (COpy of anv one)
1 School Leaving Certificate I Electricity bill"
2 Matriculation Certificate 2 Telephone bill"
3 Degree of Recognized Educational Institution 3 Depository Account Statement"
4 Depository Account Statement 4 Credit Card Statement"
5 Bank Account Statement / Passbook 5 Bank Account Statement / Passbook"
6 Credit Card 6 Employer Certificate"
7 Water Bill 7 Rent Receipt"
8 Ration Card 8 Ration Card
9 Property Tax Assessment Order 9 Property Tax Assessment Order
10 Passport 10 Passport
II Voter's Identity Card II Voter's Identity Card
12 Driving License 12 Driving License
13 PAN Card
Certificate of address signed by a Member of Parliament or
Certificate of identity signed by a Member of Parliament or 13 Member of Legislative Assembly or Municipal Councillor or
14 Member of Legislative Assembly or Municipal Councillor or a a Gazetted Officer.
Gazetted Officer.
Note: 1) Proof of Address mentioned in Sr. No.1 to 7 (A) should not be more than six months old on the date of application.
2) You are required to bring original documents & two self-attested photocopies (Originals will be returned over-thecounter
after verification)
Section B - Subscriber's Nomination Details
I) Subscriber can nominate a maximum of three nominees,
2) Subscriber cannot fill the same nominee details more than once.
7. 4. Percentage Share
3) Percentage share value for all the nominees must be integer. Decimals/Fractional
values shall not be accepted in the nomination(s).
4) Sum of percentage share across all the nominees must be equal to 100. Ifsum of
percentage is not equal to 100, entire nomination will be rejected.
8. 5.
Nominee's Guardian
Ifa nominee is a minor, then nominee's guardian details shall be mandatory.
Details
Annexure UOS-SI
Section C - Subscriber Scheme Preference
Active choice
1. PFM selection is mandatory. The form shall be rejected if a PFM is not opted for.
2. Allocation under Equity (E) cannot exceed 50%
3. A subscriber opting for active choice may select the available asset classes C'E", "G", & "C"). However, the sum of percentage allocation
across all the selected asset classes must equal 100. If the sum of percentage allocations is not equal to 100%, or the asset allocation
table at Section C (Hi) is left blank, the application shall be rejected.
Auto choice
4. A subscriber opting for Auto Choice must also select a PFM. The application shall be rejected if the subscriber does not indicate
his/her choice of PFM
5. In case both investment option and the asset allocation at section C (ii) and C (iii) are left blank, the subscriber's funds will be
invested as per Auto Choice
For more details on investment options and asset classes, please refer to the Offer Document.
GENERAL INFORMATION FOR SUBSCRIBERS
a) The Subscriber can obtain the status of his/her application from the eRA website or through the respective POP-SP.
b) For more information
Visit us at http://www.npsera.nsdl.co.in
Call us at 022-24994200
e-mail usatinfo [dot] cra [at] nsdl [dot] co [dot] in
Write to: Central Recordkeeping Agency, National Securities Depository Limited, 4th Floor, 'A' Wing, Trade World, Kamala Mills
Compound, Senapati Bapat Marg, Lower Parel (W), Mumbai - 400013.
National Pension System
Subscriber Declaration for Swavalamban Yojana
(To be used by Subscribers of NPS -All Citizens ofIndia)
[Fields marked with * are mandatory]
SW-l
Sir/Madam,
I (Name ofthe subscriber as in PRAN card) would like to opt
for / opt out of Swavalamban Scheme. A photocopy of my PRAN card is attached. My NPS related details are
provided below:
Permanent Retirement Account Number*:
(As allotted by eRA)
o Declaration & Authorization
I have read the Swavalamban guidelines and I meet the prescribed eligibility criteria for assistance under the
scheme. I also
undertake to adhere to the prescribed contribution limit of minimum Rs. 1000/- and maximum of Rs. 12000/-,
failing which the
Central Government contribution credited to my account may be forfeited along with such interest rates as may
be prescribed.
Date:
I
the applicant, do hereby declare that the information provided above is
true to the best of my knowledge & belief.
Signature/Thumb
Impression" of Subscriber
POP-SP Seal
To be filled by ror-sr
Signature of Authorized Signatory
11-------------------1 Name: Place: _
Designation: Date:
4