Addendum No.-27 /2011-12 October 24, 2011

Registered Office: UTI Tower, ‘Gn’ Block, Bandra Kurla Complex, Bandra (E), Mumbai 400 051. Phone: 022- 66786666

Website: www.utimf.com

Transaction charges
Pursuant to SEBI circular no. CIR/IMD/DF/13/2011 dated August 22, 2011, the following changes are made regarding the transaction charges payable by the Investor/s to the distributors in relation to their subscriptions to all UTI Mutual Fund Scheme(s) / Plan(s) / Option(s), (hereinafter referred to as ‘Scheme’), except UTI Gold Exchange Traded Fund and S&P CNX Nifty UTI Notional Depository Receipt (SUNDER), with effect from November 1, 2011, on prospective basis. Transaction charges shall be deducted on purchase / subscription received from first time mutual fund investors and investors other than first time mutual fund investors through the distributor / financial advisor (who have opted to receive the transaction charges) as under: (i) First Time Mutual Fund Investor# (across Mutual Funds): Transaction charge of Rs. 150/- for subscription of Rs. 10,000 and above will be deducted from the subscription amount and paid to the distributor/financial advisor of the first time investor and the balance amount, net of premium applicable under UTI Unit Linked Insurance Plan, shall be invested. # An investor who invests for the first time ever in any mutual fund scheme either by way of subscription or systematic investment plan. (ii) Investor other than First Time Mutual Fund Investor: Transaction charge of Rs. 100/- per subscription of Rs. 10,000 and above will be deducted from the subscription amount and paid to the distributor/financial advisor of the investor and the balance amount, net of premium applicable under UTI Unit Linked Insurance Plan, shall be invested. However, transaction charges in case of investments through Systematic Investment Plan (SIP) shall be deducted only if the total commitment (i.e. amount per SIP installment x No. of installments) amounts to Rs. 10,000/- or more. The Transaction Charges shall be deducted in 3-4 installments.
Addendum
Registered Office: UTI Tower, ‘Gn’ Block, Bandra Kurla Complex, Bandra (E), Mumbai 400 051. Phone: 022- 66786666
Website: www.utimf.com
(iii) Transaction charges shall not be deducted for:
(a) purchases /subscriptions for an amount less than Rs. 10,000/-;
(b) transaction other than purchases/ subscriptions relating to new inflows such as Switch/
Systematic Transfer Investment Plan (STRIP) / Systematic Withdrawal Plan (SWP) / Dividend
Transfer Plan (DTP), etc.
(c) Purchases/subscriptions made directly with the Mutual Fund (i.e. not through any
distributor/financial advisor).
The above is subject to the following terms:
i. The deduction of transaction charge will be based on the details of folio/account
number/declaration and/or any other method as may be decided by UTI AMC / Association
of Mutual Funds in India (AMFI) from time to time, furnished by the investor in the
application form, in case the investor is already an existing investor in Mutual Funds.
ii. The statement of account shall clearly state that the net investment as gross subscription less
transaction charge/premium, as applicable, and indicate the number of units allotted towards
the net investment.
iii. Opt-out: Opt-out refers to non-charging of transaction charge for subscriptions made by
investors. Distributor/s shall be able to choose to opt out of charging the transaction charge.
However, the ‘opt-out’ shall be at distributor level and not investor level i.e. a distributor
shall not charge one investor and choose not to charge another investor.
iv. As per SEBI Circular no. SEBI/IMD/CIR No.4/168230/09 dated June 30, 2009, upfront
commission to distributors shall continue to be paid by the investor directly to the distributor
by a separate cheque based on his/her assessment of various factors including the service
rendered by the distributor.
All other terms and conditions of the Scheme/s will remain unchanged.
Addendum
Registered Office: UTI Tower, ‘Gn’ Block, Bandra Kurla Complex, Bandra (E), Mumbai 400 051. Phone: 022- 66786666
Website: www.utimf.com
This addendum is an integral part of the Scheme Information Document (SID) / Key Information Memorandum(s) (KIM) of all the Scheme(s) of UTI Mutual Fund except UTI Gold Exchange Traded Fund & S&P CNX Nifty UTI Notional Depository Receipt (SUNDER) and shall be read in conjunction with respective scheme’s SID/KIM.
For UTI Asset Management Company Limited
Sd/-
Authorised Signatory In case any further information is required, the nearest UTI Financial Centre may please be contacted.