Addendum No.-39/2012-13 January 7, 2013

Registered Office: UTI Tower, ‘Gn’ Block, Bandra Kurla Complex, Bandra (E), Mumbai 400 051. Phone: 022- 66786666

Website: www.utimf.com

Introduction of Direct Plan for Investment in the Schemes of UTI Mutual Fund

Unit holders of all Schemes of UTI Mutual Fund are requested to note the modifications to the following
paragraphs of our Addendum no. 36/2012-13 dated December 19, 2012 on the captioned subject, with
immediate effect.
Existing Para Modified Para
4. Scheme characteristics: Scheme characteristics
such as Investment Objective, Asset Allocation
Pattern, Investment Strategy, risk factors, facilities
offered and terms and conditions including load
structure will be the same for the Existing Plan
and the Direct Plan except that:
(a) Switch of investments from Existing Plan
(whether the investments were made
before or after the Effective Date) to Direct
Plan shall be subject to applicable exit load,
if any. However, no exit load shall be levied
in case of switches from Direct Plan to
Existing Plan.
(b) Direct Plan shall have a lower expense ratio
excluding distribution expenses,
commission, etc and no commission for
distribution of Units will be paid / charged
under Direct Plan.
(c) Portfolio of the Scheme under the Existing
Plan and Direct Plan will be common.
4. Scheme characteristics: Scheme characteristics
such as Investment Objective, Asset Allocation
Pattern, Investment Strategy, risk factors, facilities
offered and terms and conditions including load
structure will be the same for the Existing Plan
and the Direct Plan except that:
(a) Switch of investments from Existing Plan
through a distributor with ARN Code
(whether the investments were made before
or after the Effective Date) to Direct Plan shall
be subject to applicable exit load, if any. The
holding period for applicability of load will be
considered from the date of such switch to
Direct Plan.
(b) However, no exit load shall be levied for
switch of investments from Existing Plan
made directly without an ARN Code
(whether the investments were made before
or after the Effective Date) to Direct Plan of
the scheme (subject to statutory taxes and
levies, if any). The holding period for
applicability of load will be considered from
the date of initial investment in the Existing
Plan.
(c) No exit load shall be levied in case of
switches from Direct Plan to Existing Plan.
(d) Direct Plan shall have a lower expense ratio
excluding distribution expenses, commission,
etc and no commission for distribution of
Units will be paid / charged under Direct
Plan.
(e) Portfolio of the Scheme under the Existing
Plan and Direct Plan will be common.
Addendum ______
Registered Office: UTI Tower, ‘Gn’ Block, Bandra Kurla Complex, Bandra (E), Mumbai 400 051. Phone: 022- 66786666
Website: www.utimf.com
7. Eligible investors / modes for applying: All
categories of investors (whether existing or new
Unitholders) as permitted under the Scheme
Information Document of the Schemes are eligible to
subscribe under Direct Plan. Investments under
Direct Plan can be made through various modes
offered by the Fund for investing directly with the
Fund {except Stock Exchange Platform(s) and all
other Platform(s) where investors’ applications for
subscription of units are routed through
Distributors}.
7. Eligible investors / modes for applying: All
categories of investors (whether existing or new
Unitholders) as permitted under the Scheme
Information Document of the eligible Schemes are
eligible to subscribe under Direct Plan. Investments
under Direct Plan can be made through various
modes offered by the Fund for investing directly
with the Fund {except all Platform(s) where
investors’ applications for subscription of units are
routed through Distributors}.
10. Investments through systematic routes:
In case of Systematic Investment Plan (SIP) /
Systematic Transfer Investment Plan (STRIP)/
Dividend Transfer Plans (DTP), etc registered prior to
the Effective Date without any distributor code
under the Existing Plan, installments falling on or
after the Effective Date will automatically be
processed under the Direct Plan.
10. Investments through systematic routes:
In case of Systematic Investment Plan (SIP) /
Systematic Transfer Investment Plan (STRIP)/
Dividend Transfer Plans (DTP), registered prior to the
Effective Date without any distributor code under
the Existing Plan of all Schemes except UTI ULIP,
installments falling on or after the Effective Date will
automatically be processed under the Direct Plan.
All other terms and conditions of the Schemes will remain unchanged.
This addendum is an integral part of the Scheme Information Document (SID) / Key Information
Memorandum (KIM) of the above schemes and shall be read in conjunction with the SID / KIM.
For UTI Asset Management Company Limited
Authorised Signatory
In case any further information is required, the nearest UTI Financial Centre may please be contacted.